The attorneys of Schoenthaler Law provide expert legal counsel for all aspects of the dynamic investment management industry. The broad experience of our diverse team is the foundation for the skill, knowledge, and sophistication we use to help our clients navigate complex regulations and streamline the management of high-stakes business operations and investments.

Schoenthaler Law Group handles a wide range of issues arising under the federal securities laws, including the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Commodity Exchange Act and related rules and regulations. Our clients include:

  • Registered open-end funds
  • Registered closed-end funds
  • Business development companies
  • Hedge funds and alternative products
  • Private equity funds and other private investment companies
  • Funds offered by banks and insurance companies
  • Family offices and their sponsors
  • Investment advisers
  • Independent directors
  • Service providers
  • Wrap accounts
  • Bank collective investment funds
  • Pension plans
  • Other sophisticated investors


Our investment management attorneys offer clients diverse perspectives. Team members include former general counsels of leading investment firms as well as the former associate director of the Division of Investment Management at the Securities and Exchange Commission (SEC), a former enforcement branch chief at the SEC, and former employees of major participants in the investment management business.