Schoenthaler Law Group handles a wide range of issues arising under the federal securities laws, including the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Commodity Exchange Act and related rules and regulations. Our clients include:
Our investment management attorneys offer clients diverse perspectives. Team members include former general counsels of leading investment firms as well as the former associate director of the Division of Investment Management at the Securities and Exchange Commission (SEC), a former enforcement branch chief at the SEC, and former employees of major participants in the investment management business.
